Perry Expedition
Why Nations Fail: The Origins of Power, Prosperity, and PovertyThe Perry Expedition was the 1853 U.S. naval intervention that brought four warships, commanded by Matthew C. Perry, into Edo Bay to demand trade concessions from Japan. Its significance lay not only in the pressure exerted from abroad, but in the political opening that pressure created: a challenge to Tokugawa rule helped set Japan on a path of institutional transformation and later rapid growth.
Arrival and the Existing Order
In July 1853, Perry’s four warships entered Edo Bay with demands for trade concessions resembling those England had obtained from China in the Opium Wars. Japan was then governed by the Tokugawa family, which had taken power in 1600 and presided over a feudal order that banned international trade. The arrival of the U.S. ships thus confronted an established, restrictive political and economic system with an external demand it could not simply ignore.
The encounter was a critical juncture: a disruption capable of shifting the balance of political and economic power. It did not, by itself, dictate Japan’s response. The book’s explanation turns on the political arrangements already in place before the ships arrived and on the groups able to challenge those arrangements.
Why Japan’s Response Diverged
Japan and China were both under absolutist rule, but their institutions had drifted apart. Tokugawa authority was extractive, yet its hold over the leaders of the major feudal domains was tenuous. Those leaders retained some capacity to organize and oppose the ruling order. China’s absolutism, by contrast, was stronger, and its opposition less organized and autonomous; there were no equivalent domain leaders able to challenge imperial rule and pursue an alternative institutional path.
That distinction shaped what followed the U.S. intervention. In China, the Opium Wars were followed by the continuation of absolutist rule. In Japan, the foreign threat consolidated opposition to the Tokugawa order. The comparison makes the expedition’s importance conditional rather than automatic: external pressure became transformative in Japan because it met an existing political structure that could be contested.
Political Transformation and Its Legacy
The opposition to Tokugawa rule led to the Meiji Restoration, a political revolution that enabled more inclusive political institutions and more inclusive economic institutions to develop. The expedition is therefore situated in a longer sequence: an absolutist system, institutional differences created through historical drift, a foreign intervention that disrupted the balance, and a domestic political transformation with consequences for economic development.
The book presents that transformation as laying the foundations for Japan’s subsequent rapid growth. It also uses Japan’s response to the U.S. warships to illuminate a broader argument: transitions from stagnation to rapid growth follow institutional change, while the outcome of a critical juncture depends on the arrangements and political forces already present. The expedition did not guarantee Japan’s later trajectory; it exposed and activated a political possibility that China’s more firmly consolidated absolutism did not offer in the same way.