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Doctrine of necessity

Shantaram

The Doctrine of necessity is the narrator’s name for a practical logic he first encounters on a crowded rural train: the struggle to secure a place and the courtesy shown once aboard are not opposing codes, but different responses to what the moment requires. The idea becomes a way of reading conduct that initially seems hypocritical, and a wider interpretive frame for the compromises, accommodations, and survival pressures represented in the novel. Its reach is substantial, but it does not erase the moral difference between surviving a circumstance and choosing what to do within it.

Definition and first encounter

At the train terminus, boarding is a scramble. Once the carriage starts moving, however, the gouging, pushing, and brawling stop; passengers become careful and considerate. A man who brushes the narrator’s foot immediately makes the Indian gesture of apology, touching the narrator’s knee and then his own chest. The abrupt change unsettles the narrator: he initially reads such politeness as hypocrisy because it follows so closely after the violent competition for a seat.

Only after many years and journeys does he reinterpret that first ride. In his account, the force needed to board and the consideration needed to make a cramped trip bearable are both calibrated to necessity. The principle does not mean that people follow one unchanging rule. Rather, the appropriate conduct changes with the conditions: urgency shapes the boarding, while shared confinement makes courtesy useful during the journey itself. What had looked like a contradiction becomes, in retrospect, a single practical philosophy.

The crowded carriage as a social model

The journey gives this reasoning concrete form. Every available centimetre of seating is occupied, even the metal luggage racks; men in the corridor take turns sitting or squatting on a section of floor set aside and cleaned for that purpose. Each passenger is pressed against other bodies, and the heat steadily increases. Yet the narrator recalls no grouchiness or bad temper. Courtesy is not presented as an abstract virtue detached from material conditions: it helps make a crowded passage tolerable.

The narrator’s decision to yield his seat to an elderly man exposes a different tension within the same scene. He gives up the place that Prabaker had fought to secure for him, and Prabaker responds with indignant exasperation. The exchange shows that necessity does not automatically produce agreement about what is necessary. Securing a seat may seem vital before the journey, while surrendering it to someone older may seem right once the narrator is seated. Their disagreement gives the principle a human scale: practical judgments are made among competing needs, and an action that appears generous to one person may look wasteful to another.

From public life to accommodation

The narrator later uses the train ride to make sense of features of public life in India that had perplexed him. He groups together city authorities’ acceptance of sprawling slums, cows roaming through traffic, beggars on the streets, and the complexity of bureaucracies. He also connects the principle to Bollywood’s conspicuous escapism and to the accommodation of refugees from Tibet, Iran, Afghanistan, Africa, and Bangladesh in a country already crowded with its own needs and sorrows. These examples are not identical problems; their juxtaposition shows how widely he applies the question of what conditions make necessary or bearable.

His interpretation also turns back on the outsider’s judgment. The narrator decides that the real hypocrisy lies in the criticism of people from more plentiful countries who have never needed to fight for a train seat. Recalling Didier Levy’s comparison between India and France, he imagines that a billion people living in similarly constrained space would produce more conflict over boarding and less courtesy afterward elsewhere, too. This remains the narrator’s intuition, not a neutral measurement of national character. Its purpose is to challenge the assumption that behavior observed under scarcity can be fairly judged by standards formed without that pressure.

Necessity, criminal choice, and forgiveness

The concept sits beside the narrator’s account of becoming a criminal, but it does not make those experiences equivalent. Before joining Abdel Khader Khan’s organization, he had committed serious crimes while desperate, first to sustain a heroin habit and later to earn commissions as an exile. He distinguishes having committed crimes from becoming a criminal: in his view, motive and means mark the difference. After his imprisonment at Arthur Road Prison, the desire to discover who had put him there and why, and to seek revenge, becomes his motive for joining Khader’s branch of the mafia. Khader’s instruction, beginning with the black-market money trade taught by Khaled Ansari, gives him the means to work as a professional criminal. The narrator recalls the freedom and excitement he felt within the group, even as he identifies this choice as the crossing of a line.

A separate account of imprisonment presents necessity as a question of inner survival. The narrator tells another man that, during hours of abuse at Arthur Road Prison, he experienced a moment of detachment and clarity in which he understood his captors and believed he had to choose between hatred and forgiveness. He says he forgave them, not because anger disappeared, but because he felt hatred would prevent him from surviving until Khader rescued him. Read beside his later pursuit of revenge, the episode makes necessity ethically unsettled: the will to endure can lead toward forgiveness in one circumstance and toward criminal retaliation in another. The principle helps explain pressure; it does not decide the moral worth of the response.

War and the limits of survival logic

During the Afghanistan mission, Abdel Khader Khan places the group’s situation in a longer history of conflict. From a mountain vantage point, he recounts the Second Anglo-Afghan War, the British advance, the destruction and deaths that followed, and the Afghan victory at Maiwand before the siege of Kandahar. He connects the history to his own family by identifying Prince Ayub Khan as an ancestor and noting that many of his kinsmen served in the army Ayub raised. The account gives the present journey a historical frame in which resistance, family inheritance, and the costs of war converge.

The narrator’s later reflection makes survival the war’s starkest logic. Men may wage wars for profit or principle, he writes, but as deaths accumulate, protection of land and loved ones becomes what keeps them fighting. A later attack makes that narrowing tangible: as mortars find the group’s range, the narrator concentrates on running and on the danger posed by weapons close enough to kill. In these passages, necessity describes an extreme pressure rather than a universal moral permission. Its lasting significance lies in the novel’s recurring distinction between the conditions that constrain a person and the choices—violent, merciful, or protective—made under them.